List of Financial Regulatory Authorities by Country

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v • d • e

The following is an incomplete list of financial (securities markets) regulatory authorities by country.

Contents:		A-B C-D E-I J-L M-R S-T U-Z

[edit]List

[edit]A-B

• Albania - Albanian Financial Supervisory Authority (FSA) [1]
• Algeria - Commission d'Organisation et de Surveillance des Opérations de Bourse (COSOB) [2]
• Andorra - Institut Nacional Andorrà de Finances (INAF) [3]
• Anguilla - Anguilla Financial Services Commission [4]
• Antigua & Barbuda - Financial Services Regulatory Commission [5]
• Argentina - Comisión Nacional de Valores (CNV) [6]
• Australia:
  • Australian Prudential Regulation Authority (APRA)[7]
  • Australian Securities and Investments Commission (ASIC) [8]
• Austria - Financial Market Authority (FMA Finanzmarktaufsicht in German) [9]
• Bahamas - Securities Commission of the Bahamas [10]
• Bahrain - Central Bank of Bahrain [11]
• Bangladesh - Securities and Exchange Commission (Bangladesh) [12]
• Barbados:
  • Barbados Securities Commission [13]
  • Central Bank of Barbados [14]
  • Financial Intelligence Unit (Barbados) [15]
• Belgium - Banking, Finance and Insurance Commission ("Commissie voor het Bank-, Financie- en Assurantiewezen" in Dutch and "Commission Bancaire, Financière et des Assurances" in French) (CBFA) [16]
• Bermuda - Bermuda Monetary Authority [17]
• Bolivia - Autoridad de Supervisión del Sistema Financiero (ASFI) [18]
• Bosnia and Herzegovina:
  • Republika Srpska Securities Commission for Republika Srpska
  • Securities Commission of the Federation of Bosnia and Herzegovina (Komisiji za vrijednosne papire Federacije Bosne i Hercegovina in Bosnian)[19]
• Brazil - Comissão de Valores Mobiliários (CVM) [20]
• British Virgin Islands - British Virgin Islands Financial Services Commission [21]
• Brunei - Brunei International Financial Center of the Ministry of Finance [22]
• Bulgaria - Financial Supervision Commission (Bulgaria) (FSC) [23]

[edit]C-D

• Canada:
  • Office of the Superintendent of Financial Institutions (OSFI) [24]
  • Canadian Securities Administrators (CSA) [25]
  • Investment Industry Regulatory Organization of Canada (IIROC) [26]
  • Mutual Fund Dealers Association (MFDA)
  • Ontario Securities Commission (OSC) [27]
  • Autorité des marchés financiers (Québec) [28]
  • British Columbia Securities Commission (BCSC) [29]
• Cayman Islands - Cayman Islands Monetary Authority [30]
• Chile - Superintendencia de Valores y Seguros [31]
• China, People's Republic of;
  • China Securities Regulatory Commission (CSRC) [32]
  • China Banking Regulatory Commission (CBRC) [33]
  • China Insurance Regulatory Commission (CIRC) [34]
• China, Republic of (Taiwan) - Financial Supervisory Commission [35]
• Colombia - Superintendencia Financiera de Colombia [36]
• Costa Rica - Superintendencia General de Valores [37]
• Croatia - Croatian Agency for Supervision of Financial Services [38]
• Cyprus;
  • Central Bank of Cyprus [39]
  • Cyprus Securities Exchange Commission (CYSEC) [40]
• Czech Republic - Czech National Bank [41]
• Denmark - Financial Supervisory Authority (Denmark), (Finanstilsynet in Danish) [42]
• Dominican Republic:
  • Banco Central de la Republica Dominica [43]
  • Superintendencia de Bancos de la Republica Dominicana [44]

[edit]E-I

• Ecuador - Superintendencia de Compañías [45]
• Egypt - Egyptian Financial Supervisory Authority [46]
• El Salvador :
  • Superintendencia del Sistema Financiero [47]
  • Superintendencia de Valores [48]
• Estonia - Finantsinspektsioon [49]
• Faroe Islands - Insurance Authority of the Faroe Islands (Tryggingareftirlitið in Faroese) [50] (For Insurance, Pension and mortgages all other finance is regulated by Financial Supervisory Authority (Denmark))
• Finland - Financial Supervisory Authority, (RATA Rahoitustarkastus in Finnish) [51]
• France - Autorité des marchés financiers (France) (AMF) [52]
• Germany - Federal Financial Supervisory Authority (BaFin - Bundesanstalt für Finanzdienstleistungsaufsicht) [53]
• Greece - Capital Market Commission [54]
• Grenada - Grenada International Financial Services Authority (GIFSA)
• Guatemala - Superintendencia de Bancos (SB)
• Honduras - National Banks and Securities Commission (Comisión Nacional de Bancos y Seguros in Spanish) [55]
• Hong Kong - Securities and Futures Commission (Hong Kong) (SFC) [56]
• Hungary - Hungarian Financial Supervisory Authority [57]
• Iceland - Icelandic Financial Supervisory Authority [58]
• India:
  • Reserve Bank of India (RBI)
  • Securities and Exchange Board of India (SEBI)
  • Forward Markets Commission (India) (FMC)
• Indonesia - Indonesian Capital Market and Financial Institutions Supervisory Agency (Bapepam) [59]
• Ireland:
  • Central Bank and Financial Services Authority of Ireland [60]
  • Irish Financial Services Regulatory Authority
• Iraq - Iraq Securities Commission (ISC)
• Isle of Man:
  • Financial Supervision Commission (Isle of Man) (FSC, for banking, investment and fiduciary businesses)
  • Insurance and Pensions Authority (Isle of Man) (IPA, for insurance and pensions businesses)
• Israel - Israel Securities Authority (ISA) [61]
• Italy - Commissione Nazionale per le Società e la Borsa (CONSOB) [62]

[edit]J-L

• Jamaica - Financial Services Commission (Jamaica) [63]
• Japan:
  • Financial Services Agency
  • Securities and Exchange Surveillance Commission (SESC)
• Jordan - Jordan Securities Commission [64]
• Kazakhstan - Agency of the Republic of Kazakhstan on Regulation and Supervision of Financial Market and Financial Organizations (Агентство Республики Казахстан по регулированию и надзору финансового рынка и финансовых организаций in Kazakh )
• Kenya - Capital Markets Authority (Kenya) [65]
• Korea, South:
  • Financial Services Commission (FSC)
  • Financial Supervisory Service (FSS)
• Latvia - Financial and Capital Market Commission [66]
• Lebanon - Banking Control Commission of Lebanon (BCCL) [67]
• Liechtenstein - Financial Market Authority (Liechtenstein) (FMA) [68]
• Lithuania - Securities Commission of the Republic of Lithuania [69]
• Luxembourg - Commission de Surveillance du Secteur Financier (CSSF) [70]

[edit]M-R

• Malaysia - Securities Commission Malaysia (SC) [71]
• Malta - Malta Financial Services Authority (MFSA) [72]
• Mexico - Comisión Nacional Bancaria y de Valores [73]
• Montserrat - Montserrat Financial Services Commission [74]
• Morocco - Conseil déontologique des valeurs mobilières [75]
• Netherlands - Netherlands Authority for the Financial Markets [76]
• New Zealand - Securities Commission of New Zealand [77]
• Nigeria - Securities and Exchange Commission (Nigeria) [78]
• Norway - Financial Supervisory Authority of Norway [79] (Finanstilsynet in Norwegian)
• Oman - Capital Market Authority (Oman) [80]
• Pakistan - Securities and Exchange Commission of Pakistan [81]
• Panama - Comisión Nacional de Valores (CNV) [82]
• Peru - Comisión Nacional Supervisora de Empresas y Valores [83]
• Philippines - Philippines Securities and Exchange Commission (SEC) [84]
• Poland - Polish Financial Supervision Authority (KNF) [85]
• Portugal - Portuguese Securities Market Commission (CMVM) [86]
• Qatar - Qatar Financial Markets Authority (QFMA) [87]
• Republic of Macedonia:
  • Securities and Exchange Commission of the Republic of Macedonia (MSEC)
  • National Bank of the Republic of Macedonia [88]
• Romania - Romanian National Securities Commission [89]
• Russia - Federal Financial Markets Service (Russia) (FFMS) [90]

[edit]S-T

• Saint Lucia - Financial Sector Supervision Unit
• Saint Vincent and the Grenadines - International Financial Services Authority [91]
• San Marino - Central Bank of San Marino (BCSM) [92]
• Saudi Arabia - Capital Market Authority (Saudi Arabia) (CMA) (هيئة السوق المالية in Arabic‎‎)
• Serbia - Securities Commission (Serbia) [93]
• Singapore - Monetary Authority of Singapore (MAS)
• Slovenia - Securities Market Agency (ATVP Agencija za Trg Vrednostnih Papirjev)
• South Africa;
  • South African Reserve Bank [94]
  • National Credit Regulator [95]
  • Financial Services Board (South Africa) [96]
• Spain:
  • Investment sector regulator - Spanish Securities Market Commission (Comisión Nacional del Mercado de Valores, CNMV) [97]
  • Insurance sector regulator (life and general) - Direccion General de Seguros (DGS) [98]
  • Banking sector regulator - Banco de España (BdE) [99]
• Swaziland - Capital Markets Development Unit (Central Bank of Swaziland) [100]
• Sweden - Financial Supervisory Authority (Sweden) [101]
• Switzerland - Swiss Financial Market Supervisory Authority [102]
• Tanzania - Capital Markets and Securities Authority [103]
• Thailand - Bank of Thailand (BOT)
• Tunisia - Conseil du marché financier [104]
• Turkey:
  • Banking Regulation and Supervision Agency of Turkey (BRSA - [105])
  • Capital Markets Board of Turkey (CMB)

[edit]U-Z

• Uganda - Capital Markets Authority (Uganda) (CMA) [106]
• Ukraine - Securities and Stock Market State Commission (SSMSC) [107]
• United Arab Emirates (Dubai) - Dubai Financial Services Authority - (DFSA) [108]
• United Kingdom - Financial Services Authority (FSA) - [109])
• United States:
  • Securities & Exchange Commission (SEC)
  • Commodity Futures Trading Commission (CFTC) [110]
  • Federal Reserve System ("Fed")
  • Federal Deposit Insurance Corporation (FDIC)
  • Financial Industry Regulatory Authority (FINRA) [111]
  • Office of the Comptroller of the Currency (OCC)
  • National Credit Union Administration (NCUA)
  • Office of Thrift Supervision (OTS)
• Uruguay - Banco Central del Uruguay [112]
• Uzbekistan - Center for Coordination and Control over Functioning of Securities Market [113]
• Venezuela - Comisión Nacional de Valores [114]
• Vietnam - State Securities Commission (SSC) [115]
• Zambia - Securities and Exchange Commission (Zambia) [116]